Sound Advice Financial
Privacy Policy
At Sound Advice Financial, your privacy is a top priority. This policy outlines how we collect, use, and protect your information in accordance with industry regulations and our commitment to transparency.
1. Information We Collect
We may collect the following types of personal information:
Full Name, Email Address, Phone Number
Financial and Investment Data
Cookies and Usage Data (e.g., through analytics tools)
2. How We Collect Information
Information may be collected:
When you fill out forms on our website (e.g., contact, sign-up, or intake forms)
Through scheduling tools or secure client portals
Via website cookies and third-party analytics
3. Why We Collect It
We collect your information to:
Provide personalized financial planning services
Respond to inquiries and schedule consultations
Meet regulatory compliance standards (FINRA, SEC, etc.)
Improve our website performance and user experience
4. Data Protection Measures
Your data is secured through:
SSL encryption on our website
Secure third-party platforms for data storage and CRM
Internal controls to limit access to authorized personnel only
5. Your Rights & Choices
You may:
Request access to the personal data we hold
Correct, update, or delete your information
Opt out of marketing communications at any time
To make such requests, please contact us at [Insert Contact Email].
6. Sharing of Information
We do not sell your personal data. Information may be shared with:
Service providers and compliance partners who assist in delivering our services
Legal or regulatory authorities when required by law
7. Cookies and Analytics
Our website uses cookies to:
Understand visitor behavior
Improve site functionality
Track marketing campaign effectiveness
You can manage your cookie preferences through your browser settings.
8. Regulatory Compliance
We comply with:
Financial Industry Regulatory Authority (FINRA)
Securities and Exchange Commission (SEC)
Any other applicable data privacy laws
9. Updates to This Policy
We may update this policy periodically. The latest version will always be posted on this page.