FAQs

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Frequently Asked Questions

At Sound Advice Financial, we prioritize transparency and informed decision-making. This section provides clear answers to the most common questions clients ask about our services, compensation, and regulatory standards—helping you navigate your financial journey with confidence.

🧭 What services does Sound Advice Financial offer?

We provide financial planning and investment advisory services tailored to your individual goals. This may include retirement planning, education funding strategies, tax-efficient investing, and risk management guidance.

🤝 Is Sound Advice Financial a fiduciary?

Yes. As a fiduciary, we are obligated to act in your best interest and provide advice that aligns with your financial needs and objectives.

🔒 How is my personal information protected?

We take privacy seriously. Your information is safeguarded through secure data systems and is never shared without your consent. For more, view our Privacy Policy for full details.

📜 Are your advisors licensed?

Yes. Our financial professionals hold appropriate registrations and licenses as required by FINRA and other regulatory bodies. You can verify credentials through BrokerCheck by FINRA.

🔎 How do I get started with your services?

Our recommendations are based on a thorough review of your financial situation and risk tolerance. We may suggest a diversified mix of mutual funds, ETFs, and other suitable investment vehicles.

🛡️ What types of investments do you recommend?

Our recommendations are based on a thorough review of your financial situation and risk tolerance. We may suggest a diversified mix of mutual funds, ETFs, and other suitable investment vehicles.